SHEN, Guoquan

Shen Guoquan is a partner at AllBright Law Offices in Shanghai. His practice areas include securities and capital markets, corporate, mergers and acquisition, and banking and finance.

Mr. Shen has over 20 years of experience in providing legal services on the capital markets of Greater China and he has represented more than fifty companies in their IPOs of A shares and B shares or allotment of shares, covering industries like automobile, medicine, media, energy, consumer goods, high tech, infrastructure, and manufacturing. In addition to his securities practice, Mr. Shen served as a full-time member of the 7th and 8th Public Offering Review Committee of the China Securities Regulatory Commission (CSRC) from January 2005 to April 2007, and participated in and observed the development of the Chinese securities and capital market as an industry supervisor.

Mr. Shen also has abundant experience in asset restructuring and he often represents listed and private companies in asset restructuring, mergers and acquisitions, directional private placement, and back-door listings. He has provided legal services for the asset restructuring of over ten companies. In addition, he is also active in the fields of corporate bonds, private equity, securities investment funds and provides retained and special legal services for many companies issuing corporate bonds as well as private equity fund companies and securities investment fund companies.

Mr. Shen previously worked for the Policy Research Office of the Shanghai People’s Procurate and participated in the amendment of Shanghai’s municipal laws and rules during this period. He also served as independent director of several listed companies. Mr. Shen currently serves as a member of the Commercial Law Research Commission for the Shanghai Law Society, is a member of the legal counsel team for thePeople’s Government of Pudong New Area, Shanghai, is a member of 3rd Listing Committee of Shanghai Stock Exchange, is an arbitrator of the Shanghai Arbitration Commission, a member of the Finance Securities Committee for the All-China Lawyers Association. Lawyer Shen obtained his LL.B. and an LL.M. in Economic law from the East China University of Political Science and Law in 1986 and 1993, respectively.

In recent years, Mr. Shen published or participated in the compilation of many academic works, including200 Questions About Legal Knowledge of Securities,Encyclopedia of Chinese Economic Law,General Theory of Securities Law,Course Book of Chinese Securities Law, and so on.

Mr. Shen has been awarded honorary titles including National Outstanding Lawyer 2008-2010, Outstanding Lawyer of Shanghai Municipality 2008-2010, and Outstanding Alumni of East China University of Political Science and Law.

Mr. Shen is a practicing lawyer in China and he is qualified as a securities lawyer by the Ministry of Justice and CSRC. He is also qualified to define the property rights of collective technology enterprises as granted by the Ministry of Justice, the Ministry of Science and Technology, and State-owned Assets Administration Bureau. His working language is Mandarin.

Transactions and Cases

• AllBright Advises Sanjiangyuan Ophiocordyceps Sinensis on Listing on the National Equities Exchange and Quotations
• AllBright Advises TrendZone on IPO
• AllBright Advises Heda Technology on Listing on the National Equities Exchange and Quotations
• AllBright Client Lipeng Wins Approval for Major Asset Restructuring
• AllBright Advises ZeroPartner on its Listing on the National Equities Exchange and Quotations
• AllBright Advises VisionMax on its Listing on National Equities Exchange and Quotations
• AllBright Advises HighLight Capital on A-round Investment in JUVA MEDTECH
• AllBright Advises South Pharmaceutical on Listing on National Equities Exchange and Quotations
• AllBright Advises Gehope Environmental Protection on Listing on National Equities Exchange and Quotations
• AllBright Advises Kehong Bio-flavors on its Listing on National Equities Exchange and Quotations
• AllBright Advises Yinfa Environment on its Listing on National Equities Exchange and Quotations
• AllBright Advises China Securities on a Specific Assets Management Plan
• AllBright Advises Yinyin Information Technology on National Equities Exchange and Quotations Listing
• AllBright Advises Shanghai Anviz on National Equities Exchange and Quotations Listing
• AllBright Advises Shanghai Color Packaging Material on its Shanghai Equity Exchange Listing
• AllBright-Advised Corporate Bond Successfully Listed
• Yunsheng Bamboo Listed on Shanghai Equity Exchange
• AllBright Client Listed on Zhejiang Equity Exchange

Professional Articles

• Key points to secure corporate compliance in equity financing